R.M. Davis is Seeking a Chief Compliance Officer
With over $6 billion in assets under management, we are Northern New England’s largest wealth management firm, with offices in downtown Portland, Maine and Portsmouth, New Hampshire. We are currently seeking an experienced professional with a successful track record in managing the compliance program of an SEC-Registered Investment Advisory Firm. A J.D. degree or equivalent, as well as extensive SEC regulatory experience, are required. Professional wisdom and judgment are essential for this role among our Executive Team. Others will look to you for well-rounded legal, financial, operations, and business acumen, along with an entrepreneurial-minded approach to business. To read the complete job posting, please visit https://www.rmdavis.com/careers.